Archive for Reviews and Such

A Cozy, Humane Apocalypse: On the Beach

On the Beach
By Nevil Shute
Original edition: Heinemann, 1957
Most recent edition: Vintage International, 2010
Original film adaptation: United Artists, 1959; produced and directed by Stanley Kramer; screenplay by John Paxton; starring Gregory Peck, Ava Gardner, Fred Astaire, and Anthony Perkins

How can a novel about the man-induced extinction of all higher life forms on Earth be a ringing affirmation of the decency of humankind?

This may seem a very difficult – indeed, a peculiar – trick to pull off. But Nevil Shute’s 1957 bestselling novel about the aftermath of an atomic war manages to do it, and in resounding fashion.

The novel’s plot is straightforward; no clever plot twists will claim the reader’s attention, and the inevitable end of all animal life on the planet higher than that of the insects is not averted in the final pages by some Act of God or Act of Science. Shute, writing in the mid-1950s, set his novel only a decade hence, in 1964. By that time, he postulated, even small, poor, formerly insignificant nations would have atomic weapons. Bulgaria drops the first atomic bomb of the one-month-long World War Three, which occurs entirely in the Northern Hemisphere. Egypt uses Russian-made bombers to launch an atomic attack on an American city, which the Americans mistake for a Soviet attack. The Americans retaliate. In quick order, the USSR and China are launching cobalt bombs at each other, seeking to extinguish one another’s populations in North-Central Asia. The resulting radioactive dust clouds wipe out all human and most animal life in the Northern Hemisphere. Atmospheric exchanges gradually draw the radioactive clouds into the Southern Hemisphere. About two and a half years after the one-month war, the only remaining survivors of humanity live in the southernmost parts of Australia, New Zealand, South Africa, and South America. The survivors in Oceania will last the longest. When the novel begins, the residents of Melbourne, Australia are aware that the cloud is scheduled to reach them in less than nine months.

The novel primarily focuses on five characters: Dwight Towers, captain of the American nuclear submarine USS Scorpion, which he has placed under the command of the Royal Australian Navy; Moira Davidson, a young Australian woman who becomes Dwight’s companion; Peter Holmes, an Australian naval officer assigned to the Scorpion as a liaison officer, and his wife Mary, who reside with their infant daughter in a suburb outside Melbourne; and John Osborne, Moira’s cousin, an Australian scientist who joins the crew of the Scorpion on the submarine’s reconnaissance mission to the west coast of the continental United States, Alaska, and Hawaii. As skillfully as each of these major characters is delineated, one of the novel’s primary pleasures is Shute’s brief portrayals of minor characters and how they cope with the coming end of the world. This panoply of character sketches adds greatly to the novel’s rich texture and gives weight to Shute’s ultimately optimistic vision of his fellow men.

In Shute’s novel, contrary to depictions of societal chaos in the preponderance of post-atomic war and apocalyptic fiction and film, civilization does not break down in the face of the coming extinction of humanity. Life continues on mostly as it did pre-war in Melbourne and its surrounding suburbs and farms, the main difference being a lack of petrol, which has necessitated the replacement of most automobiles with bicycles or horse-drawn carts (although the local availability of coal means that the electric trains and trolleys have continued to run). The other major difference, unremarked upon by any characters in the book but obvious to the readers, is an increased kindness and thoughtfulness, expressed in words and acts shared between friends, family members, merchants and customers, and strangers. Virtually all of the characters, major and minor, determine for themselves to carry on as best they can to the end, remaining as true as possible to their best selves and to whatever they view as their most central duties and responsibilities. It is this quiet heroism, heroism in a minor key – not simply stoicism in the face of impending death but a nearly universal decision to try to brighten the remaining lives around them and to face the end with shared decency – that gives a novel which would otherwise be unrelentingly grim and dispiriting a powerful, memorable surge of uplift. Through his skillful use of understatement, Shute provides uplift without schmaltz (a feat the film version only rarely manages). One has the sense that even those characters who do not expect themselves to be judged by God in an afterlife expect to be judged by themselves in their final moments, and they attempt to live their last months accordingly.

I came to love and respect each of the characters in a way I have rarely loved and respected fictional characters. Most of the characters manage to get through their days in reasonably good psychological shape through heavy reliance on denial. They tell themselves the radioactive cloud will fail to reach Melbourne, or that the “Jorgensen Effect” will cleanse the atmosphere of most radioactivity before too much air is recirculated between the Northern Hemisphere and Southern Australia, or that death will be merely a prelude to a return home to beloved family. But Shute shows us that his people are very self-aware of their use of denial, and they very gently and compassionately support one another in that therapeutic deployment of fantasy. Moira, who has never married nor ever been meaningfully in love, falls deeply in love with Dwight. Dwight, however, left a wife, Sharon, and two young children behind in Connecticut. His sense of honor and his still very much alive feelings of love for and commitment to his family do not allow him to consummate a romance with Moira, despite the very strong attraction he feels toward her, and his growing gratitude for her kindnesses and nobility of spirit.

When they first meet, Moira is almost continuously drunk, having no notion what to do with herself in the few months remaining to her. Yet her relationship with Dwight quickly matures her. Despite her overwhelming desire for him, she refuses to degrade him and herself by pushing herself upon him before his grief has expended itself (which, given the few months left to them, it never will). He keeps himself from emotionally falling to pieces by pretending that his family are still alive and waiting for him back in Connecticut. Moira mends Dwight’s shirts and sweater for him, telling him she wouldn’t want to send him back to Sharon looking shabby, and she helps him find a fishing rod and a rare pogo stick as gifts for his son and daughter, gifts that he stores in his tiny quarters aboard the Scorpion. To his credit, Dwight recognizes the emotional strain his decision to remain faithful to his dead wife is placing upon Moira. Each time they make plans to do things together, he asks her if she will be all right with things, meaning a failure to consummate their romance. Near the end, when they take a weekend trip into the mountains for the first days of the trout fishing season, they book two separate cabins. Yet neither allows the awkwardness of their situation to diminish their enjoyment of the beautiful scenery, the challenges of catching fish, and the camaraderie they experience with the numerous other guests at the cabins. Once the cloud of radiation has settled thickly onto the Melbourne area, and only hours of life remain for most, Moira asks Dwight if she may accompany him and his crew aboard the Scorpion while they take the submarine into international waters to scuttle her and end their own lives. Dwight, in a decision that may come across as cruel, opts to remain true to the regulations of the U.S. Navy and refuses her request; he is also concerned about being fair to his men, whom he had not allowed to bring their own girlfriends along. Moira does not hold this against him, recognizing that he is remaining true to his code, and that if he were to abandon that code, even at the very end, he would no longer be the same man she had fallen in love with. She finds a place on a bluff overlooking the passage to the open sea where she can watch the Scorpion pass by.

Moira is not the only major character to show extraordinary kindness under conditions of duress. Throughout the book, Peter indulges his wife Mary’s desire to improve their garden, despite the fact that neither of them will get to see their newly planted bulbs bloom or the newly planted trees mature. One of Peter’s last acts, after he has already begun suffering the symptoms of radiation sickness, is to drive into downtown Melbourne and find the garden swing she has wanted so badly, so that she might be able to look at it through the window of their apartment while confined to bed in her final hours. The argument between Peter and Mary which takes place before he ships out on the Scorpion‘s two-month-long reconnaissance, sparked by Peter’s gentle insistence that Mary know how to properly administer poison to their infant daughter should he fail to return and be unavailable to do it when the deadly cloud arrives, is made much more stunning in its impact because it is virtually the only violent emotional outburst in the entire book. (Mary’s character was ill-served by the 1959 Stanley Kramer film version. Under the dictates of John Paxton’s screenplay, newcomer Donna Anderson played Mary as a neurotic, unstable, immature woman, who does not achieve the grace exhibited by the novel’s Mary until the film’s closing scenes.) Even John, the major character with the fewest emotional ties and the most detached personality, tenderly takes care of his elderly mother in her final, ailing hours.

Adherence to duty, responsibility, and personal code of conduct is exhibited nearly across the board. Shute makes reference to weekend crowds in Melbourne who become riotously drunk and to street sweepers who abandon their jobs in the last weeks, allowing the streets of Melbourne to become filthy and putrid, but the writer does not dwell on these persons who let their community and their fellows down. Instead, he focuses on the trolley driver who insists he will drive his trolley until he is no longer able to, particularly after having already done so for thirty-four years; and on the dairy farmer who promises Peter to make home deliveries of milk to Mary and the baby while Peter is on the other side of the world. There is an amusing, and at the same time very touching, debate in the government over whether or not trout fishing season should be opened a month early. Should the government stick to its traditional calendar, the season would not open until several weeks after the radioactive cloud is expected to arrive. However, if they opt to allow early fishing, the stock of fish could be damaged. They eventually decide to allow the earlier date, with misgivings, but justify their decision as being “just for this one year only.” When Dwight realizes the time has come to scuttle the Scorpion, he issues a formal request to the First Naval Member to withdraw the submarine from Australian command and return her to the U.S. Navy (of which she is the last surviving operational vessel). The elaborate courtesies and formalities the two of them exchange as the senior surviving members of their naval establishments, which have enjoyed a long history of cooperation and fellowship, form a perfect capstone to Shute’s portrayals of the two men. I found this scene to be intensely moving.

Much of this focus on duty, compassion, and the forgoing of satisfaction of immediate desires in favor of remaining true to strongly held personal codes went by the wayside in Stanley Kramer’s film adaptation, apparently to the dismay of Nevil Shute. Kramer tailored the story both to what he assumed to be American audiences’ expectations of a romantic drama and to his own desire to forge an unambiguously antiwar message. The character of John Osborne (renamed Julian Osborne in the script) is changed from an Australian scientist to a stranded British nuclear scientist, who had formerly worked on the British atomic bomb program, this so that Fred Astaire could wallow in drunken guilt over his role in abetting the nuclear holocaust. Kramer and screenwriter John Paxton also opted to spice things up a bit by giving Julian and Moira a failed romantic past (in the novel, they are distant cousins, affectionate with one another but never having shared a romance). The biggest change from the novel is that Dwight and Moira, after a bit of hesitation on Dwight’s part, consummate their romance. According to film lore, Kramer was apprehensive that audiences would not buy Gregory Peck’s ability to resist Ava Gardner’s charms throughout the whole movie, and ticket buyers might leave the show feeling disappointed if Peck and Gardner were not shown to get it on. Peck, reportedly, sided with Shute but was overruled by Kramer. I could have done with the Gregory Peck of his earlier film, Roman Holiday, when he portrayed an American reporter in Rome who becomes entangled with a slumming European princess but who manages to remain a gentleman throughout, recognizing that her duties of state would not allow for a romance with an American commoner. Peck was an absolute natural to play the duty- and memory-bound Dwight Towers; that the film’s producer/director insisted that the cores of both Peck’s and Gardner’s characters be carved out and discarded was a shame.

This is not to say that the 1959 film is without its merits. Its black and white cinematography is crisp, effective, and consistently well framed; the film is a pleasure to watch. Kramer made the decision to move the scene of the Scorpion‘s crew’s discovery of the source of mysterious Morse code transmissions from a naval installation in Seattle, as portrayed in the novel, to an oil refinery in San Diego, a wise choice. The long shots of a sole sailor in a radiation protection suit running down the streets of the massive, abandoned oil refinery are silently eloquent of the strange, quiet death of civilization. Most of the supporting and minor characters are marvelously cast (avoiding the pitfalls, for example, of Fred Astaire’s and Anthony Perkin’s weak English and Australian accents and the absence of any attempt on Ava Gardner’s part to vocalize an Australian accent at all). Several of my favorite scenes involve Paddy Moran’s Stevens, the wine steward of a private club where Julian, Peter, and Dwight go to dine. Stevens is constantly having to right the portraits on the club’s walls of various British royals and military heroes, which go askew any time the doors are pulled shut. Near the film’s end, when he is the last person alive in the club, Stevens takes the opportunity, which he has obviously pined for through decades of service, to have his turn at the billiards table. Filmed without any background music, it is a shattering moment, much more emotionally affecting than the final scene Kramer chose to hit his audiences over the head with, a shot of an abandoned Salvation Army rally with a banner that reads, “There is Still Time… Brother!”

Two minor characters appear in the film who were not present in the novel: Admiral Bridie of the Royal Australian Navy, played by John Tate, and the admiral’s secretary, Lieutenant Osgood, played by Lola Brooks. I have read nothing that states this was the case, but I suspect Kramer included these two as a sort of apology and amends to Nevil Shute for bowdlerizing the characters of Dwight and Moira. Whenever the two appear together, there are hints of attraction between the admiral and his young, pretty female secretary. Once they have both begun to come down with symptoms of radiation poisoning, after Dwight has pulled the Scorpion from Australian command and there is nothing left to be done in the headquarters of the Royal Australian Navy, Admiral Bridie asks Lieutenant Osgood if she would like to be relieved of her duties and return home. She opts to stay at her post, saying there is no one waiting for her at her home, no husband or boyfriend or family. The admiral asks her if she would care to share a glass of wine with an old man. She says, “No, but I would like to have a glass of wine with you.” The few words and the lingering look that pass between them as they each sip from their glasses of wine speak volumes about the intensity of their mutual attraction and the forbearance each has shown and will show to the end. Neither will step over the line of proper conduct between a senior officer and his subordinate, but they absolutely smolder together. Watching the intensity of their quiet, understated interaction, this viewer was struck by an intimation of what could have been the relationship between Gregory Peck’s Dwight and Ava Gardner’s Moira, a truer reflection of Nevil Shute’s devastatingly poignant novel.

I have not seen the 2000 television version, made for Australian TV. From the description, it seems Shute’s conceit that civilization in the Melbourne area survives, mostly intact, up until the deaths of its inhabitants was done away with. Civilization ends brutally, just as it does in the Mad Max films. Perhaps this choice by the filmmakers, who obviously did not consider Shute’s vision of the end to be plausible, is an indication of how far our faith in the durability of our Western social order has fallen in the half-century since Shute wrote his book.

Academia As Seen Through the Lens of Science Fiction

Drunkard’s Walk
Frederik Pohl
Original Edition: Ballantine Books, 1960 (following serialization in Galaxy Science Fiction)
Most Recent Edition: Ballantine Books, 1973

Kampus
James Gunn
Original Edition: Bantam Books, 1977
Most Recent Edition: Kindle, 2010

Over the past thirty years, the level of interest in science fiction shown by academia has grown at least tenfold, with hundreds of campuses now offering courses on science fiction as literature or science fiction as a prominent branch of popular culture, and a handful of universities offering full degree programs in science fiction. However, the level of interest running in the opposite direction – the interest of science fiction authors in extrapolating the future of academia—has been rather lower. Few major works of science fiction have taken up potential future developments in higher education as their primary subject. I find this to be a bit surprising, given the not insubstantial contingent of science fiction writers who currently earn the majority or a sizable portion of their income serving as university faculty.

Examining potential futures for academia and the university system is a timely endeavor. America’s university system, long considered one of the crown jewels of the nation’s economic and social infrastructure, now finds itself at the confluence of powerful societal trends, technological, economic, and political in nature, which will almost certainly reshape much of that system within a decade or two into forms which may be drastically different from the norms we as a society have become accustomed to since the Second World War and the granting of the G.I. Bill educational benefits to veterans.

Much has been written in recent years about the suspected inflation of a higher education bubble which mimics in many of its aspects the housing bubble whose bursting brought on the 2008 recession. Since 1985, the cost of college tuition and fees has increased nearly 500%, versus a 115% increase in overall consumer prices. Student loans, a majority of which are backed by the federal government, are non-dischargeable in bankruptcy, and many students find themselves graduating from a four-year program of liberal arts study with the equivalent of a home mortgage (debt loads for many graduates of private universities approach a quarter of a million dollars, with the graduates of public universities not far behind). Even worse off than the graduates are the more numerous drop-outs; they are saddled with sizable debt burdens but have no credential in hand to assist them in finding work which will allow them to repay their loans. Many observers feel that current trends in higher education are unsustainable and that a crisis, or a combination of crises, will force the system into radical change.

What might those changes look like? Two prominent science fiction authors, Frederik Pohl and James Gunn, have painted portraits of potential futures for the higher education system. Their novels were published seventeen years apart – Pohl’s Drunkard’s Walk in 1960 and Gunn’s Kampus in 1977. Giving credence to the truism that science fiction is more about the present than it is about the future, each book strongly reflects the academic milieu which was prevalent during the period of its writing: for Pohl’s, the Sputnik Era, fear-driven lionization of the hard sciences and the concurrent dedication of significant government funding to basic research efforts at the universities; and for Gunn’s, the student radicalism and participatory democracy and identity group power movements of the mid-to-late 1960s and early 1970s, which, by 1977, had mostly retreated from large-scale public protests to their bases on university campuses.

Drunkard’s Walk was originally serialized in a shorter form in Galaxy Science Fiction in 1960. Pohl’s novel has the feel of a typical late-1950s Galaxy story: a surface urbanity and wit, many clever turns of plot, and characterization about as deep as that found in a Twilight Zone episode of the same era. The novel-length Drunkard’s Walk, although not a long book, suffers some from excess padding glued to its flanks during the effort to expand it from a novella to a novel; many of the chapters told from the vantage point of a supporting character, Master Carl, feel tacked on and unnecessary. The primary problem faced by the protagonist, Master Cornut, a mathematics professor at an unnamed University, is both original and compelling—during periods of partial consciousness, such as when he is on the verge of falling asleep, has just woken up, or is distracted by the progress of one of his own lectures, Cornut is plagued by an autonomous compulsion to commit suicide, despite being a happy, privileged, and well-adjusted individual. He is forced to rely upon the watchfulness of those who live adjacent to his on-campus living quarters, initially students and later his student wife, to keep himself from slitting his own throat or hurling himself over the railing of his apartment’s balcony. Where the plot ultimately heads is less fresh, at least from the present vantage point of an additional half-century of science fiction stories and films, involving as it does the trope of a conspiracy of secret immortals who seek to wipe out potential rivals before those rivals can realize their own power.

For today’s reader, the primary draw of Drunkard’s Walk may be its setting, the University where Master Cornut teaches. Pohl paints the University as a refuge from the overcrowded, tumultuous outside world, where a sizable portion of the American lower middle class is forced to live on “texases,” off-shore platforms originally constructed as early-warning radar installations, which are now used for dirty jobs such as manufacturing and raw materials processing (each texas produces its own power from the wave energy that crashes continuously against its support legs). The book’s most accurate extrapolation is Pohl’s envisioning of distance learning; each professor’s lectures are taped and broadcast, reaching audiences of millions, those who either aspire to degrees of higher learning or who desire access to knowledge:

“Cornut had more than a hundred live watchers—the cream; the chosen ones who were allowed to attend University in person—but his viewers altogether numbered three million. …

“For education was something very precious indeed.

“The thirty thousand at the University were the lucky ones; they had passed the tests, stiffer every year. Not one out of a thousand passed those tests; it wasn’t only a matter of intelligence, it was a matter of having the talents that could make a University education fruitful—in terms of society. For the world had to work. The world was too big to be idle. The land that had fed three billion people now had to feed twelve billion.

“Cornut’s television audience could, if it wished, take tests and accumulate credits. … Almost always the credits led nowhere. But to those trapped in dreary production or drearier caretaker jobs for society, the hope was important. There was a young man named Max Steck, for example, who had already made a small contribution to the theory of normed rings. It was not enough. Sticky Dick said he would not justify a career in mathematics. He was trapped as a sexwriter, for Sticky Dick’s analyzers had found him prurient-minded and creative. There were thousands of Max Stecks.

“Then there was Charles Bingham. He was a reactor hand at the 14th Street generating plant. Mathematics might help him, in time, become a supervising engineer. It also might not—the candidates for that job were lined up fifty deep. But there were half a million Charles Binghams. …

“These, the millions of them, were the invisible audience who watched Master Cornut’s image on a cathode screen.”

Pohl places the University’s professors, or Masters, at the top of his social pecking order. Masters may take advantage of a sort of droit de seigneur regarding the University’s students. Conjugal relations between professors and students are encouraged, being viewed as beneficial to each, and what are called “term marriages” are common, which may last (presumably on the Master’s prerogative) as briefly as a few weeks. There is a strict separation between Town and Gown, with the latter acting in many ways as a sort of hereditary landed aristocracy, but one which sometimes opts to absorb very talented members of the former into its ranks (as scholarship students).

That strict separation between Town and Gown is mirrored in James Gunn’s Kampus, but the relative status of the two is nearly inverted. Gunn, born in 1923 (four years after Frederik Pohl), is a professor emeritus at the University of Kansas and the director of its Center for the Study of Science Fiction. Following an estimable career as a science fiction author and anthologist, he became one of the pioneering academicians to teach science fiction. He was a personal witness (from the faculty side) to the campus upheavals of the 1960s and 1970s, and the first third of Kampus takes place on the University of Kansas campus at some point early in the twenty-first century. A series of social upheavals has caused state governments to essentially surrender their university campuses to student control. Walled off from the surrounding communities, the campuses act as holding pens for the revolutionary young adult offspring of the middle and upper middle classes, who are free to act out their anarchistic, communitarian, or socialist fantasies within the walls. Symbols of authority are still present, in the form of Kampuskops, but these are more actors in revolutionary theater than agents of bureaucratic control, present mainly to give the student activists and revolutionaries someone to act against.

In contrast to the University portrayed in Drunkard’s Walk, within the universities of Kampus the professors have virtually no social status at all. In the absence of state financial support, they are reduced to competing with one another for paying students, each trying to outdo the others with promises of lurid classroom content, skills to be gained in manipulating peers, and drug experimentation. Professors must be transported to and from their classrooms in armored cars, since campuses are rife with plots to kidnap them and demand various forms of ransom. Students live in self-righteous squalor, mostly unaware that small cadres of student leaders pull their strings and benefit from unlimited sexual partners and access to endless supplies of psychoactive drugs. These cadres keep the student populations entertained and distracted with violent demonstrations on campus and destructive raids into the surrounding communities, which hate and fear the students.

Very little in the way of active learning takes place. Students are supplied with their degree parchments on the first day of their matriculation; they are also issued learning pills that encode the peptides of popular professors and allow some forms of knowledge to be effortlessly passed on. The novel’s protagonist, Tom Gavin, enrolls in a philosophy course offered by one of the few traditional professors remaining on campus. He becomes so enthralled with the Socratic experience that he plots to kidnap the Professor in order to extract peptides from his blood and create new learning pills that will allow Tom to internalize all of his knowledge. The kidnapping leads to a regrettable denouement, but before it does, the Professor has an opportunity to deliver a potted history of the devolution of higher education:

“‘Here I stand,’ the Professor said, ‘tearing my breast to bleeding shreds like the fabled pelican to feed you ungrateful chicks, in a place where learning has fled, where man has retreated from intellectual activity to ritual. I have lived through it all. I have seen the University retreat from educational standards and academic freedom through autonomous black-studies curricula, general studies, and student participation in University governance to total lack of concern for objective educational criteria and to the abandonment of the campus by serious scholars and scientists. Where has learning fled?

“‘How many of you know that when you matriculate in this University you are automatically awarded a degree? Of course, most of you stay around to play in the sandbox you call a university, and a few of you, to seek out an education. Where has learning fled?

“‘The practice of students hiring and paying their own teachers goes back to the first university, at Bologna, founded in the eleventh century, but it soon was recognized as the pure bologna it was. Students do not know what they need to know; if they knew, they would not need teachers. Well, the Dark Ages returned as public support for higher education gradually was withdrawn from campuses, enrollments began declining, and faculty became increasingly dependent upon student fees; the ancient pattern of student control and student hiring, firing, and payment of faculty reestablished itself. The result, you see around you–not teachers but charlatans, pimps pandering to student lusts in the name of relevance. Relevance–that’s what we call it when our prejudices are reinforced. A basic principle of education is that you cannot learn anything from someone with whom you agree.'”

Student rivalries and the machinations of StudEx, the student leadership executive board, force Tom to leave the University of Kansas once he has become a threat to StudEx’s power. He sets out across the country, Candide-like, confident in his revolutionary-socialist-egalitarian ideals, to see for himself the semi-legendary University of California at Berkeley, the font of the student revolutionary movement. He falls in with a young female companion of a much more practical bent, an orphan who graduated from the school of hard knocks and who has no patience for Tom’s high-flown ideals, but who loves him and tries (not always successfully) to protect him from the consequences of his own naiveté. On the course of their travels, we readers discover “where the learning has gone:” practical, technical instruction has migrated to a system of highly automated community colleges, matriculating a mostly lower class and working class student body who are motivated to achieve wealth, not social equality, and theoretical and applied research have left the universities for secluded mountain havens funded by philanthropic billionaires.

Kampus is a more ambitious novel than Drunkard’s Walk. Its characters, at least the protagonists, are drawn with greater psychological depth than those of the earlier book. Pohl’s prose is sturdy and workmanlike, never flashy or evocative, whereas Gunn’s frequently achieves real beauty. If Kampus can be said to have a significant flaw, it is that too many of its well delineated and highly entertaining episodes teach the same lesson to Tom Gavin, who, until the book’s end, seems stubbornly resistant to learning what is endlessly rubbed in his face – that beautiful ideals may often hide venal motivations, and that violence, rape, and theft committed in the stated pursuit of a more egalitarian society are still violence, rape, and theft. Many readers will be tempted to give up on Tom halfway through the novel, but the charm and vividness of Gunn’s prose, plus his deft hand at keeping his plot moving, will keep them on board through the end. Some reviewers have remarked that the scenarios extrapolated in Kampus are dated and were dated even when the book was written in 1977. However, the recent saga of Occupy Wall Street and the other Occupy movements around the country makes many of the events and actors of Kampus feel very current.

Which of the novels is more relevant to the situation faced by higher education today? Pohl was certainly on to something with his description of the ubiquity of distance learning, and Gunn made prescient points concerning the growing divide between teaching and research and the likelihood that, should colleges and universities abandon the teaching of the practical arts, other institutions (such as the Internet) will rise to fill the gap. Interestingly, whereas the earlier book portrayed the professors as the top of the heap and the latter book did the same for the students, in actuality a third group, hardly mentioned by either novel, appears to have been the biggest beneficiary of the enormous growths in university budgets over the past thirty years – the administrators. As the numbers of tenured faculty have plummeted at most colleges and universities, replaced by adjunct or part-time instructors, the numbers of administrators and managers, in new areas like environmental compliance and diversity observance, have skyrocketed, and many of those administrators enjoy salaries and power well beyond those extended to professors.

My own recent novel No Direction Home posits a third possible future for higher education. In the mid-twenty-first century, much of the middle class has abandoned the old American Dream of homeownership and college education. A large portion of the population has taken up a nomadic existence, living as gypsies in their electric cars and moving between short-term jobs, flowing wherever the demand for labor arises. Most states, strapped for cash, have closed their public universities. College education has reverted to what it was prior to the Second World War – a status good, a privilege available primarily to the wealthy. Most gypsies obtain what training and education they need for their short-term jobs from the Internet setups built into their vehicles, and they are guided in their courses of learning by one-time professors, laid off from public universities, who now accompany the gypsy crews on their travels. Those gypsies who wish to pursue non-vocational learning attend roadside seminars and salons offered by the professors, after-work perks provided by the organizers of the crews.

So the future I’ve envisioned for higher education combines elements of Frederik Pohl’s extrapolations (universities limited to the wealthy and/or privileged; widespread distance learning) with those of James Gunn’s (teachers as migrant free agents offering their services to students; practical training provided in electronic form). For what it is worth, I wrote my novel prior to reading either Drunkard’s Walk or Kampus. The confluence between my book and theirs proves to me yet again that science fiction is a conversation carried out over decades, with effective exchanges taking place even in the absence of direct influence or knowledge; a form of telepathy between writers, perhaps, or at least of the convergent modes of thinking that arise from the practice of science fiction.

In a recursive hall of mirrors, professors who are science fiction writers may teach science fiction books about the future of academia… wherein science fiction writers teach books extrapolating the future of academia…

Patinaed Wonder: The House on the Borderland

The House on the Borderland
William Hope Hodgson
Original edition: Chapman and Hall, 1908
Most recent edition: Echo Library, 2006

Most classic books are gazelles. They are pleasantly proportioned, graceful in their operation, and do a number of things very well. They provide rich portraitures of characters a reader comes to care for and identify with; they immerse those characters in a detailed, memorable setting; they lay out a series of events which are of intense interest to the characters (and thus to the reader) and which, in retrospect, create a meaningful and aesthetically pleasing pattern; and they do all of this with a style of language which is itself aesthetically satisfying.

Other classic books, however, far fewer in number than the gazelles, are fiddler crabs. As aesthetic creations, they have no symmetry whatsoever and are not pleasantly proportioned at all. Many of their elements are stunted or misshapen. But they possess one quality, perhaps two, of the highest merit; elements which are so unique or memorable that they singlehandedly lift the book they are contained within out of the great mass of the unremarkable and mundane. Acting like a fiddler crab’s single massive claw, they beat down the door of Immortality and drag their book across the threshold, into the rarified realm of Books Which Shall Be Remembered.

William Hope Hodgson’s third novel, The House on the Borderland, one of the recognized classics of weird fiction and cosmic horror, a precursor to the works of H. P. Lovecraft, Clark Ashton Smith, Mervyn Peake, and China Mieville, is a fiddler crab.

A novel can be thought of as a chair with four legs: characterization; plot; setting/mood; and language. “Theme” can be considered the seat of the chair, a quality supported by and arising from the four legs. The House on the Borderland is greatly lacking in characterization or development of character; it follows no aesthetically pleasing pattern of plot; and its language is, at best, pedestrian or serviceable. What make it a classic of its genre, a Book Which Shall Be Remembered, are Hodgson’s remarkable, captivating construction of the book’s settings and his steady building of a mood of mounting dread, vulnerability, and helplessness before unknown cosmic forces.

Let’s examine what might be considered the book’s shortcomings first. We readers gain very little insight into any of the characters in the novel. The framing plot, that of two men on a fishing holiday in rural Ireland in the late nineteenth century who come across the ruins of a house precariously located on an outcropping of rock above a desolate and oppressive crevice, and who discover in those ruins the partially legible diary of the home’s former owner, is rudimentary. We learn nothing of importance about these two men; they are present in the book merely to deliver to us, the readers, the contents of the diary. The never named author of the diary is the book’s protagonist. Despite the fact that the majority of the book is told in his own words, from his viewpoint, we learn very little about him, either. All that we are told is that he is elderly but still physically vigorous, that he has moved to an isolated house in the Irish countryside with only his sister and his dog as companions, and that he once had a great love, whom he lost. We never learn his reasons for moving to the isolated house. The only reason we are offered for him staying there after repeated attacks upon him, his dog, and his home by what he calls the Swine Things is that being in the house somehow provides him with a tenuous spiritual connection to the soul or spiritual embodiment of his lost love. He is shown to have an out-of-body experience that takes him from nineteenth century Ireland to the very center of the universe, uncountable eons in the future; yet this astounding, inexplicable journey through space and time does not leave any appreciable impact upon his character or outlook. He is no different at the end of his journal entries than he was at the diary’s beginning. The most well-rounded character in the book, I believe, is his dog, Pepper.

The plot? It most definitely develops forward momentum during the book’s first half, when the protagonist is exploring his mysterious house and the rapidly changing landscape which surrounds it, and when he is engaged in fending off the attacks on his hastily fortified home from swarms of Swine Things, which emerge from a growing canyon and from caverns which extend beneath his house. In this portion, the book is suspenseful and gripping. Yet when the attacks die down (for no reason of which we readers are made aware), the book shifts into a cosmic travelogue/fantasia when the protagonist begins experiencing time in an ever-accelerating fashion. In an unexplained transformation, he leaves his dust-heap of a body to witness the aging and ultimate death of the Sun, the destruction of the Earth and all the planets of our solar system, the capture of the dead Sun by the gravities of other celestial bodies, and its final arrival at the center of the universe, where its plunge into the surface of the Central Sun sends the protagonist catapulting across multiple dimensions to land on the alien plain from which the Swine Things may have come. During the latter part of these fantastic, unexplained travels, the protagonist experiences periods of reunion with the spirit or essence of his lost love. Yet throughout this portion of the book, the protagonist is presented to us readers as a detached observer, untouched by any of the cataclysmic events we are so powerfully shown. With about a fifth of the book remaining, the protagonist is shown to return to his house, apparently several days after his epic journey through time and space began. It seems to have had no more effect on him than a particularly vivid dream. The book then returns to its earlier mode of accumulating horror, and the last we see of the protagonist, he is falling victim to an attack far more insidious and less escapable than the prior attack by the Swine Things. The novel’s framing story ends abruptly when the two tourists decide, rather wisely, to get the hell out of Dodge and leave rural Ireland and its crumbling house of mysteries behind.

One experiences this book much like one would an extended dream (or drug hallucination, perhaps). Therein lies much of its power and enduring appeal. The novel enfolds a reader like a scented cloak, blocking out all outside light and stimuli during the experience of reading it. Incredible events occur without reason or explanation. The protagonist, although portrayed as a resourceful, clever, and capable man, is mostly helpless in the grip of malign, alien forces, a tiny speck of a rag doll tossed about by dark, unknowable gods and a tsunami of cosmic evolution. One cannot escape the sense that matters can always get worse, and they most probably will. If the book delivers a message or contains a theme, it is this: we are alone. There is no benevolent God to aid us, upon whom we can call. We are helpless and of no significance. There are Things Out There that can squish us at will, and we will never know when it will happen, nor why.

Entirely on the basis of its settings and its mood, this novel can be considered the fountainhead of two subsequent streams of fantastic literature. I believe virtually the entire corpus of “Isolated Individual versus Hordes of Homicidal Creatures” stories, from Richard Matheson’s I Am Legend (and its film versions) to the latest episode of The Walking Dead, can be traced back to the nocturnal invasions of the Swine Things. Perhaps of greater significance, Hodgson extended his imaginings of the future of our planet, the solar system, and the entire universe far beyond what even H. G. Wells had attempted to show in The Time Machine or any of his prophetic novels. Hodgson may be said to have imaginatively blazed the trail for such science fiction greats as Olaf Stapleton (whose Last and First Men and Star Maker show significant similarities to the cosmic travels portion of The House on the Borderland), Jack Williamson, Edmund Hamilton, and Arthur C. Clarke.

By the way, William Hope Hodgson lived an extraordinary life, apart from his four novels and many dozens of short stories and poems. Born in 1877, the son of an itinerant Anglican priest (one of whose parishes was in County Wicklow, Ireland, where The House on the Borderland is set), Hodgson ran away as a teen to become a merchant seaman. According to one of his biographers, Sam Moskowitz, Hodgson developed a great fear of and loathing for the sea, which is somewhat surprising, given his lengthy career in the merchant marine. A small man with delicate features, he was subjected to withering physical abuse from his fellow seamen, so much so that he developed a personal program to build up his body and his fighting skills, enabling him to defend himself. After he left the merchant marine, he became a turn-of-the-century version of Jack LaLanne, setting up a school of physical culture and body-building. He trained English police forces and even was involved with Harry Houdini for a time. When that business venture failed, he turned to fiction writing, and he and his wife moved to France for a number of years. They returned to England at the beginning of World War One, when Hodgson made his first of several successive enlistments in the British Army. He was killed in Ypres, Belgium in April, 1918, at the age of 40, just seven months prior to the armistice and ten years after the publication of The House on the Borderland.

Two Novels of 1950s Suburban Angst


Revolutionary Road
Richard Yates
Original edition: Little, Brown, 1961
Most recent edition: Vintage, 2011

Confessions of a Crap Artist
Philip K. Dick
Original edition: Entwhistle Books, 1975
Most recent edition: Vintage, 1992

Much of Philip K. Dick’s posthumous fame comes from his novels and stories being thoroughly mined for adaptation into big budget, mega-FX films (although being championed by Jonathan Lethem and enshrined in The Library of America hasn’t hurt, either). However, I think I am on fairly safe ground in predicting that Confessions of a Crap Artist is one Philip K. Dick novel which will never be adapted for the big screen. Not that it doesn’t deserve to be. If Revolutionary Road could provide a useful platform for Kate Winslet and Leonardo DiCaprio to light up the big screen with recreations of Eisenhower Era marital conflict, then Confessions of a Crap Artist, with its even more lurid and violent depictions of discord between husband, wife, and lover from the same time period, could conceivably offer even more dramatic inspiration for the right director and actors.

However, I can just imagine would-be producers, having glanced over Confessions of a Crap Artist, bellowing at the unfortunate assistant who gave them the novel: “What the hell is THIS? Where are the mind-readers, the mutants, the Martians? How can I work any CGI effects into this? It takes place in suburbia, for Christ’s sake! Not future suburbia — nineteen-fifties suburbia! Jesus Christ, there’s not even an android or robot in this piece of shit! I can’t believe Phil K. Dick wrote this! Are there two writers named Phil K. Dick?”

In a way, there were, although both writers inhabited the brain of the same man. Throughout much of the 1950s and into the early 1960s, Dick managed to write four novels each year – two science fiction novels and two mainstream, non-genre novels. Confessions of a Crap Artist was the only one of his mainstream novels to be published in his lifetime, appearing in 1975, sixteen years after Dick wrote it in 1959. (Other mainstream novels which were published after Dick’s death include Gather Yourselves Together, The Man Whose Teeth Were All Exactly Alike, Puttering About in a Small Land, In Milton Lumky Territory, Humpty Dumpty in Oakland, Mary and the Giant, The Broken Bubble, and Voices From the Street.)

I gravitated towards Confessions of a Crap Artist due to a misconception I had of the book. I knew it was one of Dick’s non-SF novels, but based on its title, I presumed it to be a fictionalized memoir of his early years as a writer, when he’d churned out short stories and brief novels for the science fiction magazines at the tail end of the pulp era in the 1950s, a roman a clef somewhat along the lines of Charles Bukowski’s Factotum or Post Office. That would have to be one hell of a fun book, I figured (and I may need to read Radio Free Albemuth for a rough approximation of the book I was anticipating). The book I ended up reading was of a very different sort from what I’d expected, one which seemed to have a great deal in common with one of the most highly lauded novels of the era in which Dick had composed his novel. Richard Yates’ Revolutionary Road, a finalist for the 1962 National Book Award, and Dick’s Confessions of a Crap Artist were likely written contemporaneously. Both are biting portrayals of 1950s American suburban married life, with Dick’s book set in the Marin County suburbs of San Francisco and Yates’ novel set in suburban Connecticut. Both feature strong-willed, stay-at-home wives with children who chafe against the limitations of their stations in life and who yearn (and plot) for a different existence. Both focus on oftentimes savage marital combat and extramarital affairs. Both feature climaxes that result in the death of one of their protagonists. One was immediately recognized as a contemporary classic of American literature; the other struggled for publication, and appeared to little acclaim. I decided I would read Yates’ book as soon as I finished reading the Dick novel, so that I would have one fresh in my mind while reading the other. I was curious: how would Dick’s unsung work stack up, at least in my estimation, to Yates’ highly praised classic?

Even though I read the Yates book second, in this essay I’ll consider it first. It is part of the canon of postwar American literature, and thus should be thought of as the sun, the central novel of 1950s suburban marital dissatisfaction, generating the light in which the smaller, less significant satellite of Dick’s novel can be usefully viewed. In summary, it is the story of April and Frank Wheeler, a young couple who romanced and married in Manhattan in the mid-1950s and then moved out to suburban Connecticut after they had two children, only to discover a yawning gap between their dreams of personal fulfillment and the realities of their mundane, workaday lives. Rather than adjusting themselves to their new limitations and responsibilities, they ceaselessly chafe against Frank’s commuter job as an advertising copywriter at Knox Business Machines, their chores of maintaining their house and yard and raising their children, the lack of culture and arts in their suburban environment, and the seemingly pinched, bourgeois perspectives of their neighborhood friends and coworkers. They make plans to escape to what they view as a European paradise of culture and self-actualization. Much of the impetus for the planning, however, comes from April, as Frank soon begins developing cold feet at the thought of relocating his family to another continent and allowing his wife to support him while he finds himself. When a series of events causes their plans to go off the rails, rather than regroup and reevaluate, they turn on each other, and their escalating conflict leads to tragedy.

Although much of the book is told from Frank’s perspective, the real heart of the book, its most vivid and compelling character, is April Wheeler. Critical reactions to April Wheeler run the gamut. At one extreme, at least one critic I’ve come across has referred to her as the greatest monster in American literature. Readers and critics at the opposite end of the reactive spectrum regard her as a tragic heroine, a proto-Second Wave Feminist who refuses to bow down to the idols of male centeredness and traditional gender role conformity, instead sacrificing her life for her ideals. Then there are those who fall somewhere in the middle, looking at April as a very flawed but very fully realized and thus sympathetic character, a personage whose dilemma is not easily scoffed at or dismissed. Her creator, Richard Yates, has been quoted to the effect that he believed her to be a heroine. Yates’ biographer, Blake Bailey, in A Tragic Honesty: The Life and Work of Richard Yates, describes Yates’ mother as a “monster of egotism,” so self-involved that she emotionally neglected her son. So it makes a certain kind of sense that Yates could write of a mother who seemingly invests very little of herself in her children and who ultimately abandons them in a doomed quest for autonomy, yet view her as a heroine. He must have experienced vastly conflicting emotions about his own mother and her parenting.

What was my reaction to April Wheeler? Here, in the interest of full disclosure, I must reveal a telling personal detail: I was once married to April Wheeler. Yates, without ever having met my first wife, shared with me an incisive portrayal of a woman stunningly similar in many respects to the woman I initially married. Without a doubt, this colored my reaction to April Wheeler. Would I agree with that reviewer who considered April “the greatest monster in American literature?” (I wish I could find that review again so I could cite it.) No; I think that overstates matters. However, I did find April to be selfish, narcissistic, overly self-involved, all too willing to blame those around her for faults which lay within herself, and grossly neglectful towards her responsibilities as a parent. Both she and Frank, although born too early to be Baby Boomers, are predecessors of the Me Generation of the 1970s, pithily described by essayist Walter Russell Mead in an article called “Listen Up, Boomers: the Backlash has Begun.” Frank is portrayed as being a somewhat more responsive and sensitive parent than his wife, but the difference between them in this regard is one of degree, not kind. Yet, so skillful is Yates in his psychological portraiture that, even given my predisposition to resent and dislike April Wheeler, I still ended up occasionally sympathizing with her; and, even following her final, self-destructive act, which left her children bereft of a mother, I did not hate her, only pitied her.

Apart from April Wheeler, how did I feel about other aspects of Yates’ novel? That’s a bit like asking, “Apart from that momentary unpleasantness, Mrs. Lincoln, how did you like the play?” I certainly admired Yates’ plot construction. He maintained a tone of anxiety and mounting dread all the way through, very skillfully deploying a series of plot developments to continually tighten the screws on the Wheelers and make their plans for escape and renewal more and more unworkable. He was very good at evoking the humanity and uniqueness of his minor, supporting characters, with one exception (which isn’t really his fault) avoiding easy, stereotypical portrayals. The one minor character who tended to grate upon me was John Givings, the mentally ill adult son of the Wheelers’ Realtor; he is used in the book as a sort of Holy Fool, his mental illness giving him license to say aloud the truths no one else is willing to voice. My problem with John Givings is that, since the time Revolutionary Road was published, the mentally ill as Holy Fool has become a stereotypical trope, given much impetus by the book and film versions of Ken Kesey’s One Flew Over the Cuckoo’s Nest. Yet this can’t be held against Yates. To the author’s great credit, he does not portray Frank’s bosses at Knox Business Machines as soulless ogres or greedy, grasping philistines, which would have been the easy, obvious play; he allows them to express their sales-centered, capitalist philosophy with dignity and earnestness, so much so that they make at least a partial convert of Frank.

To me, however, the real hero of the novel, if there can be said to be one at all, is Shep Campbell. Shep and his wife are supposedly the Wheelers’ best friends, but both Frank and April denigrate them behind their backs for their lack of sophistication. Shep is secretly in love with April. Near the story’s end, admitting to herself that she has never truly loved her husband, April allows herself a meaningless one night stand with Shep in the back of Shep’s car. Despite this moral lapse, Shep approaches heroism near the book’s end when, realizing his wife’s intellectual and emotional limitations, he recommits himself to life with her because of her steadfast loyalty and their mutual need to maintain their family unit. Frank is spiritually and emotionally destroyed by the book’s events, but Shep, who had been continually looked down upon by the Wheelers, manages to arrive at a kind of wisdom which will allow him to live his life with a measure of satisfaction.

In Confessions of a Crap Artist, the direct analogues to April and Frank Wheeler are Fay and Charley Hume. Fay and Charley aren’t the book’s true protagonists, however. This is a good thing, because compared to the Wheelers, they are flat, almost cartoonish characters. Fay is a manipulative Black Widow or Dragon Lady, and Charley is a stereotypical put-upon husband, whose emotions and reactions are ramped up to parodic heights of vitriol and violence. A standout example of the marital dynamic between them comes when Fay decides to torment her husband by sending him on an errand to the drugstore to buy tampons. Rather than refuse, he spends half his day working up the nerve to bring a box of tampons to the cash register; when he gets home, he repays Fay for his humiliation by beating her. From this bare synopsis, the portions of the book that focus on Fay and Charley sound stomach-turning. Yet Philip K. Dick was a surprisingly funny writer, a quality of his which does not come across at all in the filmed adaptations of his work. Confessions of a Crap Artist is a satire, an often blackly amusing satire, and Fay and Charley are its two main clowns, the novel’s version of Punch and Judy. The “crap artist” of the title is Fay’s brother, Jack Isidore, a man who nowadays would probably be diagnosed with a mild version of Asberger’s Syndrome. Charley dubs Jack a “crap artist” because of Jack’s tendency to collect large quantities of odd abandoned objects, like certain bottle caps and sea shells, as well as science fiction pulp magazines, and due to the credulity with which he accepts various crackpot theories advanced by the pulps, such as UFOs, Fortean phenomena, the hollow Earth of Shaver’s mysteries, and psionics. After Jack is forced out of his apartment, his sister sends her husband to collect him and bring him out to live with them and their children in the rural suburbs of Marin County outside San Francisco. A good deal of the the novel’s satirical bite comes from the interplay between Jack and Fay and Charley; the latter two consider Jack to be hopelessly maladjusted and just plain weird, yet in many ways (such as his ability to interact in a healthy manner with the couple’s two young daughters, in contrast to the attenuated parenting they receive from their mother and father), Jack proves to be far more “sane” and well adjusted than his upper middle class, materially successful hosts. Jack plays somewhat the same role that John Givings plays in Revolutionary Road, but, being a more well rounded and fully developed character than John, he does not come off as a stereotypical Holy Fool. If I can be said to have had a disappointment with the book, it would be that Jack doesn’t receive enough “page time.” Despite being the novel’s titular character, only about a quarter of the book is told from his vantage point; the other three quarters are told from the viewpoints of either Fay, Charley, or Nat Anteil, the graduate student who is attracted into Fay’s romantic web. Nat is the other character whom I would describe as a protagonist. In personality, he is somewhat similar to Frank Wheeler; he sees himself as an intellectual, someone culturally superior to the suburban burghers and matrons who surround him. Yet, for all his intellect and considerable insight, the most salient aspect of his character is his passivity. He allows Fay to pull him away from his young wife, Gwen, into an illicit affair, recognizing and even admiring Fay’s skillful machinations as they progress, and making very little effort to oppose them. After a minimal struggle, he resigns himself to an existence as Fay’s factotum and youthful lover, rationalizing his surrender by paying homage to her strength of will and to the material comforts (originally provided by the doomed Charley’s labors) that his surrender will access for him.

Is Revolutionary Road the superior work? I would judge the answer to be yes, due to Yates’ more finely crafted prose and his overall richer level of characterization (of the Wheelers in particular, yet nearly all of his minor characters are also very three dimensional and compelling in their own right). Revolutionary Road is a much longer book than Confessions of a Crap Artist, easily twice as long; such rich characterizations require a goodly number of words. Yet Confessions of a Crap Artist, being intended as a satire, benefits from its compactness. Despite the book’s relative brevity, Dick managed to offer his readers two fully realized characters, Jack Isidore and Nat Anteil, who in their own way are as compelling as most of the characters in Revolutionary Road. Also, although Dick’s prose is much more workmanlike and plain than Yates’, he provides some memorable portraits of suburban Marin County in the 1950s, the small town main streets, the farms, and the rugged beaches. Although it does not attain quite the same stature as Revolutionary Road, Confessions of a Crap Artist has pleasures all its own. It can be enjoyed as a companion piece to Revolutionary Road, and it can be fully enjoyed on its own merits. It is fascinating to witness how Yates and Dick, living on opposite coasts and considered to be vastly different sorts of writers during their careers, were mining essentially the same dramatic materials at the same time. Considering that it was written during a period when Dick was pounding out four novels a year, Confessions of a Crap Artist was likely composed in one eighth (or less) the time that Yates devoted to writing Revolutionary Road. It makes one wonder what sort of literary monument Dick could have constructed had circumstances allowed him to devote two or three years to working on a single book, rather than pushing the novels out as fast as his fingers could roll sheets of paper into his typewriter.

Reevaluating Tim Burton’s Ed Wood

I first saw Tim Burton’s 1994 biopic Ed Wood, starring Johnny Depp and Martin Landau, when it was originally released in theaters. I was someone whom marketing professionals would have identified as an ideal member of the core audience for the movie – someone familiar with Ed Wood’s films; a fan of 1950s monster movies; an appreciative viewer of Johnny Depp’s and Martin Landau’s earlier performances; and an admirer of Bela Lugosi’s oeuvre. As a teenager, I had read my copy of sibling co-authors Michael and Harry Medved’s The Golden Turkey Awards literally to shreds, referring back to it so often and lending it to so many friends that the book’s spine disintegrated and the pages fell out. That book “celebrated” the dubious cinematic accomplishments of director Edward D. Wood, Jr. and, based upon the tabulation of 3,000 ballots submitted by readers of Michael Medved’s earlier book, The Fifty Worst Films of All Time, named Wood’s 1959 magnum opus Plan 9 From Outer Space as the worst film ever made. After reading the book, I made sure to attend any revival screening of Plan 9 that screened within a hundred miles of my home, guffawing whenever a cardboard tombstone got knocked over or a scene abruptly shifted from day to night and back to day again. When I purchased a VCR, one of my first VHS tapes was a copy of Plan 9.

So I was delighted when I learned Tim Burton, whose 1993 animated movie The Nightmare Before Christmas I had loved, would be directing a movie about the career of Edward D. Wood, Jr. I went to see Ed Wood with high expectations. Although Martin Landau’s performance as Bela Lugosi left me agog (and critics agreed – Landau won an Academy Award, a Golden Globe award, and a Film Critics award for his performance), I found myself curiously dissatisfied with the movie as a whole. It wasn’t because of the principal performances – I’ve already mentioned being knocked out by Landau’s inhabitation of Bela Lugosi, and Johnny Depp portrayed Ed Wood as likable, sympathetic, even admirable, not mocking the real-life director in the slightest. The supporting performances were all of a high standard, with the least of them being no less than watchable and entertaining; Bill Murray as Bunny Breckinridge, Jeffrey Jones as the Amazing Criswell, and George “The Animal” Steele as Tor Johnson were, I thought, particularly good. It wasn’t due to any shortcomings in cinematography or set design; in typical Tim Burton fashion, these were first rate, and the subject matter of Ed Wood fit the director’s visual style to a T. It wasn’t due to bad or unbelievable dialogue; the repartee amongst the characters was engaging, entertaining, and often very funny.

Yet the problem, when I was able to puzzle it out after leaving the theater and talking it over with my then-wife, did have to do with the script. American audiences have been trained to expect meaningful change to occur in the lives of the protagonists of the films they watch or the novels they read. Johnny Depp’s Ed Wood begins the movie as a young man somewhat frustrated by his current circumstances (working as a low-paid functionary at a Hollywood studio), but powerfully optimistic about his talents and his chances to write, produce, and direct memorable motion pictures. Throughout the film, he continually runs into roadblocks which temporarily discourage him or stymie him, but he always manages to find a way to press on towards his objective. He ends the film as a slightly older man who is still somewhat frustrated by his current circumstances (having written, directed, and produced several movies which have enraged audiences and inspired derision from critics, in addition to making very little money for Wood), but who retains his optimism about his talents and his chances to produce works of cinematic art that will last as long as those created by his idol, Orson Welles (who shows up in a wonderful cameo appearance near the film’s end). In all the essentials, he hasn’t changed. His character hasn’t changed or grown appreciably. He has gained many new friends over the course of the film, but his problem, if he can be said to have one, was never a deficit of likeability; at no point in the film is he either friendless or without a serious girlfriend. So the film, at least on that initial viewing, seemed to have a static quality, for all of its immense likeability.

Since that initial viewing back in 1994, I’ve watched the film three more times, two times in just the past six months. Each time I have found myself enjoying the movie more and more. Which poses the obvious question: why? It is much more common, it seems, to have a wonderful memory of a film and to then go back to it fifteen years later and be disappointed; what had once seemed magical now comes across as trite or obvious. To gain greater pleasure from a film after initially suffering no small measure of disappointment is an anomaly, an anomaly which requires a change in perspective.

Starting with my third viewing, I began to realize the film would more accurately have been titled The World of Ed Wood, for at its heart, it is an ensemble picture. Ed Wood the character doesn’t change, because Ed Wood the character is actually Ed Wood the environment, or Ed Wood the setting. The film’s true protagonists, the people who experience change and growth, are Ed Wood’s circle of friends. Ed Wood brings them together as an extended family of oddballs, has-beens, and never-beens, and his invincible optimism and undying faith in his own creative powers — and by extension, their creative powers, for he has invited them to join his charmed (if tarnished) circle — allows them to experience their own brands of achievement or rebirth. Loretta King, an ingenue from the hinterlands, gets to experience life as a film actress (albeit an actress in a Grade Z science fiction movie). Tor Johnson achieves a rise from the tawdry life of a professional wrestler to the somewhat more dignified role of a popular and recognizable film actor, someone who can dress his wife and kids in their fanciest clothes to take to a Hollywood premiere. The Amazing Criswell gets to expand his fan base and socialize with the demimonde element he enjoys and appreciates. Bunny Breckinridge, Ed’s gay friend, gets to become a kind of hero to the local gay community by getting many of them parts as extras in Glen or Glenda. Kathy O’Hara finds the love of her life in Ed, marrying him and staying with him through the rest of his life. Paul Marco, Conrad Brooks, and Tom Mason (Kathy’s chiropractor) get to escape being nobodies by becoming (slight) somebodies in Ed’s films. Vampira gets to continue her film and media work after being fired by the television station that had employed her as a horror hostess. Even Dolores Fuller, Ed’s girlfriend through the first half of the film, who ultimately gets fed up with the tawdry milieu in which Ed chooses to immerse himself, goes on to bigger and better things; we learn in the film’s postscript that after breaking off her relationship with Ed, she wrote a series of hit songs for Elvis Presley.

But the central relationship of the film is the relationship between Ed Wood and Bela Lugosi. Here the film’s writers, Scott Alexander and Larry Karaszewski, do their finest job of showing the redemptive and ennobling effect Ed Wood’s friendship could have on the people he brought close to himself. When Ed first accidentally meets Bela, one of his screen idols, Bela is at the nadir of his career, a heroin addict who hasn’t been able to land a film role in over three years. Ed quickly entangles him in a series of marginal film projects, beginning with using him as an omniscient narrator in Glen or Glenda (surely Bela Lugosi’s strangest role ever), then as a misunderstood mad scientist in Bride of the Monster, and finally (and mostly posthumously) as an old man dying of grief following the death of his wife, in the unforgettable Plan 9 From Outer Space. Between the making of these movies, the film shows Ed seeing Bela through crisis after crisis, culminating in Bela’s stay in a drug and alcohol rehabilitation facility (interestingly, their on-screen relationship drew partial inspiration from the real-life relationship between young, amateur filmmaker Tim Burton and faded Hollywood horror star Vincent Price). Through his friendship with Ed, Bela regains his self-respect and a sense of hope. By the last days of his life, he has recovered much of his old energy and is enjoying himself and his work again, looking forward to greater things over the horizon. Ed’s friendship and unwavering faith in him have transformed him, to the point where he dies a happy man, rather than an embittered failure.

Tim Burton’s film’s true protagonist is Bela Lugosi, not Ed Wood. The transformation of Bela Lugosi from a self-pitying, drug-besotted wreck to a self-respecting, self-actualizing artist, enabled by the friendship and support provided by Ed Wood, is what primarily lends a glow to the lives of all the other supporting characters in the film. Examined in this light, I think it is fair to consider Tim Burton’s Ed Wood a minor masterpiece, a film worthy of repeated viewings.

D. G. Myers Turns His Critical Gaze on Science Fiction

It’s always an exciting event when a fresh voice joins the ranks of commentators on science fiction. Commentary Magazine‘s premiere literary critic, D. G. Myers, has expressed a strong interest in science fiction and has begun regularly covering science fiction works and trends in his blog articles. Professor Myers is a critic and literary historian at the Melton Center for Jewish Studies at the Ohio State University. In addition to his regular column for Commentary, he has written articles on books and literary trends for Jewish Ideas Daily, the New York Times Book Review, the Weekly Standard, Philosophy and Literature, the Sewanee Review, the Journal of the History of Ideas, American Literary History, and other prominent journals. He is also the author of The Elephants Teach: Creative Writing Since 1880, the definitive history of the teaching of creative writing as an academic discipline in the United States.

Some of Professor Myers’ recent Literary Commentary blog articles of special interest to science fiction readers include:
An Introduction to SF;
The Difference Between Fantasy and Sci-Fi;
The Golem of Prague and the Jewish Aversion to Fantasy; and
Fantasy is a Genre of Christianity

On a personal note, I first came across David Myers’ essays while searching for reviews of Saul Bellow’s Mr. Sammler’s Planet prior to reading that novel. I found David’s original website, A Commonplace Blog, which was his online home prior to his becoming literary editor for Commentary. Only later, after commenting on some of his articles, did I discover that he and I share an interest in science fiction, particularly science fiction which focuses on larger social trends or addresses issues of ethics and morality. Reading some of his articles on postwar trends in mainstream American literature, particularly the move away from what were once called “social novels,” novels whose authors attempted to comment on the spiritual state of America or the world, I could tell that some of what he has bemoaned as lacking in recent mainstream literature, he will find in abundance in many contemporary works of science fiction.

Commentary Magazine, published since 1945, is one of America’s leading monthly magazines covering cultural issues, politics, the arts, and foreign affairs. They have been a trend-setter in the discussion of America’s literary scene since the magazine’s inception. D. G. Myers’ enthusiasm for the field of science fiction and his interests in the cross-fertilization of science fiction and mainstream literature and in bringing the best works of contemporary and classic science fiction to the attention of a broader audience are as positive a development as I can imagine for the flourishing of the genre we all love. Do yourselves a favor and sample some of Professor Myers’ articles, and continue to watch for his future writings on science fiction.

A Tale of Two Bildungsromans

By pure happenstance, the last two books I read were both bildungsromans, novels of growing up, published within a quarter century of one another, with some marked similarities. Each was published to some acclaim, their authors being held in high regard by contemporary critics; yet the passage of time has proven far kinder to one book (and its author) than to the other. One of the books has never been out of print, is hailed as a masterpiece of twentieth century American literature, and continues to be widely read. The other has been reprinted only sporadically, most recently by a tiny university press, is noted (if at all) as a possible inspiration for a far more famous and influential media property, and its author is mostly forgotten, even in the genre of literature (speculative fiction) within which he published his most famous works. I approached the two novels with vastly different expectations. One, the one I had expected to love, was a partial disappointment, at times a taxing and tiresome read. The other, the one I had anticipated skimming mostly for historical and anthropological interest, turned out to be an unexpectedly moving and rewarding reading experience.

The two books are Saul Bellow’s The Adventures of Augie March (1953) and Philip Wylie’s Gladiator (1930). It is possible these particular two books have never been compared to one another before. I just performed a Google search; apart from my own blog post of earlier this week, I didn’t come across a single website or article that so much as mentions both books in the same context. I would guess most critics and literary reviewers would scoff at the notion of even mentioning the two books in the same breath. One is considered “serious literature” and the other “genre fiction” or “popular entertainment.” Augie March was awarded the National Book Award and is considered a masterpiece of one of America’s most highly regarded writers. Gladiator is remembered only by science fiction and superhero comic book buffs, and only by tiny minorities of those two communities. Yet I would propose, after having read the book, that Philip Wylie’s intentions in the areas of philosophical questioning and the exploration of how a character matures under duress were no less lofty than those of Saul Bellow twenty-three years later. Gladiator was not originally published as a serial in a pulp magazine or a dime novel; it was published by Alfred Knopf, and at the time of its publication, Philip Wylie was acquiring a reputation as an American H. G. Wells, a writer who combined serious social extrapolation with his fiction.

The similarities between the two novels’ protagonists and storylines are numerous. Both Augie March and Hugo Danner come from poor or lower middle class backgrounds in the Midwest or West (Augie from Chicago, Hugo from small town Colorado). Both characters are set apart from their peers by an innate peculiarity; for Hugo, it is his super-human strength and invulnerability, and for Augie, an unwillingness to apply himself to any particular goal, combined with a chameleon-like surface affability that causes more purposeful characters to continually pull Augie into their schemes. Both are bright and introspective, and both are given to warmth towards others. Both young men are powerfully attracted to college life, but neither succeeds at fitting into the college milieu. Both experience a long series of odd jobs and are faced with periods of hunger and physical deprivation, which alternate with episodes of improved fortune and relative luxury. Both join the Merchant Marine. Both Hugo and Augie are sucked by enthusiasm and events into war, Hugo into the First World War and Augie into the Second World War. Both are unsuccessful in love and experience a series of disappointing romances. Both occasionally run afoul of the law. Both come close to becoming involved with the Communist Party but ultimately avoid that fate. And both spend significant times of their young lives in rural Mexico.

That’s a long list of superficial similarities. Yet one book is universally considered “literature,” and the other is typically relegated to some stratum of “sub-literature.” Why? I’ve read them both, back to back, and I would not make that distinction between these two particular books. The literary critic D. G. Myers has wrestled with the notion of what constitutes literature, and this is what he has to say: “Literature is simply good writing—where ‘good’ has, by definition, no fixed definition.” He is saying that ‘good,’ if it has no fixed definition, is a subjective determination of value that varies from reader to reader. So what is my definition of a ‘good’ book? I’ve been a voracious reader much of my life. I have read books which have delighted me and stayed with me, and I have abandoned other books thirty pages in because I decided they were not worth my expenditure of time. I can list a number of qualities or “effects” which, if a book possesses them or elicits enough of those effects in me, lead me to place that book on my list of “good books.” They are:

Does the book delight me? Delight may include (1) surprising me with unexpected turns of events (but not events which defy established logics of the book’s characters or world); (2) providing me with a sense of aesthetic pleasure through skillful and evocative use of language; (3) introducing me to intriguing new (to me) places, new periods of history, or new activities, or portraying places, times, or activities with which I’m already familiar in a way new and illuminating to me; (4) making me laugh; (5) providing me with a sense of satisfaction or gratifying completion by following a pattern or structure which becomes apparent to me once I have finished reading the book, allowing me a thrill of recognition of at least some of the author’s intent; or (6) provides me with a sense of companionship from having spent time with a protagonist who strikes me as believable, well fleshed-out, and possessing interesting thoughts, observations, and opinions.

Does the book sustain my interest all the way through? Or does it bore or fatigue me? Do I comfortably remain within the “soap bubble” of the book’s imagined world, or do I find myself easily distracted and pulled away from the story and the prose?

Does the book arouse my emotions? Do I feel a sense of empathy for the protagonist and other characters?

Do parts of the book linger with me after I’ve finished reading it? Do I find myself reflecting back on a character’s dilemma or experience? Do any images which the book induced in my imagination recur in my imagination after that first impression? Do I continue hearing a character’s distinctive voice? Do I seek out memories of the book and replay them in my mind, rolling their flavors again over my tongue, because they are pleasurable?

Do I have any desire to reread the book at some time in the future?

Did I feel less alone while reading the book? Did the book allow me to feel less a “separate self,” cut off from the inner lives of other people?

While in the midst of reading the book, was I eager to pick it up again?

Would I be eager to recommend the book to friends?

Those are my criteria, my personal, subjective criteria, for judging the “goodness” of a book. So, taking these criteria into account, how do Gladiator and The Adventures of Augie March stack up against one another? I judge that each book scores points in different categories, and each holds distinct advantages over the other.

Gladiator was better at holding my attention all the way through than Augie March was. Hugo Danner’s central dilemma is simply more interesting and compelling than Augie March’s is. Hugo is a man born with the strength and resistance to hurt and harm that many of us fantasize about, and he is a man who wishes only to do well and right in the world, but who is stymied again and again by the limitations of his own imagination and the emotional shortcomings of those around him. Yet he continues to struggle against what seems a punishing Fate, thus earning in the reader’s mind the appellation “gladiator.” Augie is a smart and talented young man who is unable to settle on any particular goal and who ends up allowing people around him to draw him into their own designs and schemes, to Augie’s frequent disappointment. As a reader, I kept wanting to reach into the book and shake Augie’s shoulders and tell him, “Decide all ready! Make up your mind! Settle on a goal and apply yourself!”

Augie March provided me with more instances of delight than Gladiator did, but also far more instances of boredom, frustration, and temptation to set the book aside and start something else. Augie’s world teems with individually fascinating, grotesque, or bizarre minor characters, but at times this becomes a suffocating avalanche of riches. Particularly in the book’s first sixty pages, when Augie is still a child, we are introduced to one thoroughly fleshed-out minor character after another, many of them Dickensian in their individuality and strangeness, and the cumulative effect, for me, at least, was a sense of, “Why should I care about all these obnoxious, argumentative, and sometimes loathsome people?” Some of them go on to play major roles in the novel. Some do not. But I nearly bailed out on the book after fifty pages, particularly since Augie, its protagonist, was so undefined at that point and so overshadowed by this mass of unsympathetic minor characters. On average, the minor characters in Gladiator are much more flat and ill-defined than the minor characters in Augie March. Not all of them, but some; Hugo’s friends at college are little more than stock characterizations, quickly sketched, for example, as are the Communist Party organizer and archeologist depicted near the novel’s end, but the women Hugo becomes romantically involved with have inner lives to which we are given access, as do his father and his closest friend in the French Foreign Legion. Hugo lives in a less rich, abundant world of humanity than Augie does, but the minor characters in Hugo’s world don’t threaten to derail the novel’s plot or choke the reader with their superabundance, either.

Saul Bellow


Now that I have a little distance from both books, I find myself feeling closer to Augie than to Hugo. Augie’s voice remains with me more than Hugo’s does. This may be due, in part, to having experienced Augie’s first-person narration of his story for nearly six hundred pages, as opposed to experiencing Hugo’s story in third-person narration throughout a book less than half as long. But in great part this is due to one of Saul Bellow’s greatest strengths as a writer, his ability to create a very distinctive and memorable voice for his protagonists. Augie lingers with me due to his voice, his affability, his eagerness for love and openness to new experiences, his generosity in refraining from harsh judgements of his family, friends, and lovers, even when they’ve earned harsh judgement, and his self-deprecating sense of humor. He is a man I wouldn’t mind knowing personally, a man I could see easily befriending. On the other hand, he can be very tiresome, too. Oftentimes in the novel he is like one of those inebriated friends you found yourself sitting next to at a party in college, going on, and on, and on about various pet theories and philosophical notions. At some point, you want to say, “Go home, Augie! Get yourself to bed and sleep it off! I just can’t listen anymore!”

What were the high points of The Adventures of Augie March for me? As a reader, I wouldn’t change a thing about the entire sequence that takes place in Mexico — the eagle training, the assorted expatriots, and Augie’s ill-fated romance. It captivated me and will likely stick with me as one of my brightest memories of reading. Nearly as memorable and good were the “fish out of water” scenes of Augie being taken under the wings of various wealthy benefactors, his adult interactions with his older brother, the scenes of him making a precarious living by stealing textbooks, and the scenes of him floating in a lifeboat with an overly garrulous fellow survivor after his freighter is torpedoed by a U-boat.

Philip Wylie


What about the high points of Gladiator? The sequence of scenes of Hugo fighting on the Western Front in France during the First World War are, in my mind, the heart of the book. At last, he finds himself in an environment where he doesn’t need to hide his strength, where he can push himself to the utmost of his abilities in pursuit of what he considers a noble goal, the victory of the Allied Powers. We readers all expect Hugo’s tremendous strength and ability to withstand machine gun fire to prove decisive. We’re rooting for him. But we are then confronted with the shocking irony that the war is too big, too destructive, too senseless for even Hugo to make more than a ripple in its ocean. As I stated in my earlier essay on Gladiator, “even a man who can kill a thousand enemies in a single night is overshadowed by a war in which a single battle could result in half a million casualties.” Hugo’s commanders, while appreciative of his prowess, are too shortsighted, too unimaginative, and too stuck in conventional lines of military thinking to use him for much more than scouting or preventing their own trenches from being overrun. After Hugo’s best friend is killed by a German artillery shell and Hugo loses control of himself, wading into the German trenches and killing thousands of soldiers with his bare hands, he finds himself unable to exploit the momentary hole he has made in the German lines because he has reached the limits of his stamina and must retreat to his own trenches in order to eat and sleep. By the time he finally decides to go AWOL and attempt a scheme to end the war on his own by stealing an airplane, flying into Germany, and personally killing the German political leadership in Berlin, the Armistice is announced. The war ends without his having made an appreciable difference in it. The super-man might as well never have been a soldier at all.

Also very good are the scenes of Hugo attempting to earn money for college as a sideshow strongman in the midway at Coney Island. Philip Wylie paints these scenes and the characters Hugo interacts with there with nearly as deft a touch and an eye for telling detail as Saul Bellow exhibits in his portrayal of Augie’s Chicago. Much less effective, however, are Gladiator‘s final sequences, from the death of Hugo’s father on. I got the impression that Wylie must’ve written the last parts of the book in a rush to make a deadline, because the scenes of Hugo in Washington, DC and in Mexico feel flat and lifeless, almost cartoonish. The Adventures of Augie March does not end on a particularly strong note, either. I came to the final page and felt as if Bellow had simply said, “Enough!”

Which book would I be more eager to reread or to recommend to a friend? If I could have a greatly pruned The Adventures of Augie March, sort of a Portable Augie March, I would happily dive into it again and would enthusiastically recommend it to my friends. As the book stands, however, I could only recommend it with qualifications, and if I were to pick it up again, I would skip hundreds of its pages and run to the book’s central pleasure, the scenes in Mexico. I could read Gladiator again, but with less pleasure than I would take from rereading the Mexico portions of Augie March. Gladiator is a more consistent read, overall, than Augie March is, and I would judge it to be a better structured book. But I would also judge the high points of Augie March to soar higher than the high points of Gladiator.

So, of these two bildungsromans which I read back to back, which one would I say is the better book? After a good deal of consideration, I’d have to pick The Adventures of Augie March. But Augie wins on points, not by a knockout. So as a fight official, my score card is vastly different, I would imagine, from those of most critics, who would declare that these two novels don’t even belong in the same weight class or the same ring and would declare a mismatch. I don’t agree. “Let ’em fight!” I say.

Addendum: Looks like I misinterpreted D. G. Myers’ remarks above. He wrote to let me know that, contrary to my statement, “(Myers) is saying that ‘good,’ if it has no fixed definition, is a subjective determination of value that varies from reader to reader,” he does in fact believe literary value is objective and extrinsic, as he explains in this blog post.

My apologies to Professor Myers for any misunderstanding.

Gladiator in the Light of Subsequent Super-Men and Superheroes


I just finished reading Philip Wylie’s 1930 novel Gladiator. I’d heard about the book for years, both as one of the earliest speculative fiction novels on the subject of a super-human (appearing five years prior to Olaf Stapleton’s Odd John and ten years before A. E. van Vogt’s Slan was serialized in Astounding) and as the purported inspiration for the creation of Superman by Jerry Siegel and Joe Shuster in 1938.

On the surface, certain parallels between Hugo Danner, protagonist of Gladiator, and the original version of Superman are striking. Their power sets were virtually identical; Danner could run as fast as a locomotive, leap forty feet straight into the air or hurl a church steeple with a running start, lift up to five tons, and had skin impenetrable by anything short of an exploding artillery shell. Also, Danner spends part of the book attempting to root out corrupt politicians and industrialists from their center of power in Washington, DC, a pursuit echoed by a decidedly populist Superman in many pre-war issues of Action Comics and Superman (in Metropolis, rather than Washington). However, according to Gregory Feeley, who has looked into all the relevant sources, Gladiator may not have had anything to do with the inspiration for Superman. The novel initially found very few readers, selling less than 2,600 copies in its first hardcover printing from Alfred Knopf. During interviews they granted late in life, both Siegel and Shuster acknowledged several inspirations for their character, including the pulp action hero Doc Savage, but do not mention Wylie’s Gladiator. Sam Moskowitz’s claim of the link between the 1930 novel and the 1938 Action Comics character, published in his 1963 book of portraits of SF writers, Explorers of the Infinite, was based upon a single interview with Wylie. Gregory Feeley points out that the differences between Hugo Danner and Clark Kent/Superman are more notable, perhaps, than the similarities. Danner received his powers as the result of an experiment his chemist father carried out on Danner’s mother while she was pregnant, not as the result of coming from another planet; and Danner never puts on a costume, adopts a secret identity, or battles criminals as a vigilante, although following one of his frequent failures to achieve his ambitions, he fantasizes about doing the latter (or, alternatively, about becoming what we today would call a super-villain).

A friend of mine located for me a paperback reprint of the novel, published by the University of Nebraska’s Bison Press in 2004. Having just spent weeks laboring through Saul Bellow’s The Adventures of Augie March (more on that in my next post), I decided I needed a palate cleanser, something less challenging and a much quicker read. Gladiator seemed to fit the bill. I mainly picked up the book out of archeological interest, wanting to determine for myself any linkages between what I figured would be an antiquated, eighty year-old relic of the pulp era and the subsequent development of the super-hero in comics and films. What I discovered to my surprise was a novel centered on a sophisticated and sometimes subtle characterization of a believable, conflicted, and very three-dimensional protagonist, a book that could bear favorable comparisons, not only with its more renowned contemporaries like Odd John, but also with far more recent novels on similar themes, such as Robert Silverberg’s classic Dying Inside (1972).

As a reader in 2011 who has been marinated in forty years’ worth of super-hero comic books and films, I came to Gladiator with a considerably different set of preconceived notions and penumbras of earlier reading experiences than the novel’s original readers would have had back in 1930. I’ve had the benefit of having read Alan Moore’s Watchmen and Miracleman, Peter David’s Hulk, Mark Waid’s Kingdom Come, Frank Miller’s The Dark Knight Returns, and Mark Gruenwald’s Squadron Supreme. A familiarity with these comics and graphic novels enormously enriches one’s experience of Gladiator, because one can easily see reflections of Hugo Danner’s travails in all of those later works, whether the influence was direct (as it possibly was in the case of Moore, who visually “quoted” Gladiator in Watchmen) or indirect.

To me, a far more interesting question than whether or not Jerry Siegel or Joe Shuster read Gladiator in the 1930s is if Stan Lee read Gladiator in the early 1960s. The novel’s portrait of a man more cursed than blessed by his super-human strength and abilities is strongly echoed by Lee’s characterizations of Spider-Man, the Hulk, and the Silver Surfer (and Lee’s pioneering work in the 1960s led to those deeper examinations of the dilemmas and conundrums of being super-human that I list above). Hugo Danner spends his entire adolescent and adult life searching for a purpose toward which to apply his enormous strength, and the varied purposes he pursues and ends up abandoning encompass almost the entire range of plots utilized by writers of super-hero stories since 1938. In order of attempt, Danner seeks personal glory through excelling at collegiate athletics; accumulation of wealth (or just making enough dough for a meal) through use of his physical strength; satisfaction through saving lives in danger; being able to “cut loose” during wartime and seek vengeance for the deaths of friends in battle; he tries to live up to a parental figure’s hopes; temporarily turns his back on his abilities in an effort to find normalcy and serenity; tries to root out corruption in government and the justice system; seeks to use his strength in the service of scientific exploration; and finally contemplates founding a utopia in the jungle and populating it with children having abilities like his. The tragedy of the novel — and it is a tragedy — is that Danner, despite his pure intentions, despite the rigid control he mostly maintains over his use of his abilities, either is foiled in each of these pursuits by the ignorance, fear, or venality of his fellow men, or he has rueful second thoughts about goals for which he was initially wild with enthusiasm, realizing that his dreams are unrealistic, given human nature. The book ends with Danner considering himself a failure, even though the reader will recognize that he has won many small victories throughout the novel, albeit victories on a far smaller scale than those for which Danner had yearned.

In many respects, Hugo Danner more closely resembles Peter Parker/Spider-Man than he does Clark Kent/Superman. Danner’s scientist father’s goal is to find a way to increase the efficiency of human muscle mass to that of the muscles of ants and grasshoppers, and he succeeds with his infant son (after first succeeding, far more horrifically, with a kitten he comes to name Samson). Danner ends up with the proportional strength of an ant and the proportional leaping ability and speed of a grasshopper, whereas Peter Parker ends up, far more famously, with the proportional strength and speed of a spider. The famous scene from Amazing Fantasy #15 and the first Spider-Man movie of Peter Parker, under an assumed identity, entering a ring with a professional wrestler in order to win a cash prize was foreshadowed decades earlier by an almost identical scene in Gladiator, wherein Hugo Danner uses a false name to win a hundred dollars by knocking out a professional boxer a foot taller and eighty pounds heavier than he is (in another Peter Parker-like touch, the reason Danner does this is to raise cash for a bus ticket back to Webster College after having been seduced, then robbed by a call girl in New York City). Danner’s foray into heroism and service to others, like Peter Parker’s, is preceded by a tragic death caused, in part, by a personal failing on the part of the protagonist. In Peter Parker’s case, his selfish refusal to interfere with a robber’s escape leads to the death of Peter’s Uncle Ben at the hands of that same robber. In Hugo Danner’s case, his anger on the football field at a personal snub from the jealous captain of his team leads Danner to momentarily let go of his self-control and hit an opposing player too hard in the process of scoring a touchdown, snapping the young man’s neck in three places. The big difference between the two characters? Peter Parker, meant almost from the start to be a character in a recurring series of stories, utilizes his shame and self-recrimination to forge a philosophy of “With great power comes great responsibility” and then embarks upon a career as Spider-Man which has now lasted nearly a half century. Hugo Danner, the protagonist of a single novel, struggles mightily to find a purpose for his power and never succeeds, or at least never manages to live up to the Olympian standard he sets for himself.

Danner also resembles another Stan Lee creation, the Incredible Hulk. Danner’s scientist father experiments on a pregnant cat before experimenting on his own wife. The result is a kitten with the strength of an ox. In a series of horrific scenes, among the most effective in the book, the super-kitten nearly destroys the Danners’ home and savagely kills several sheep and cattle. A farmer’s rifle bullet fails to kill it. Danner is forced to poison the creature when it returns to his house for a saucer of milk and a plate of meat. After this experience, Danner and his neurotically religious wife take special care to condition Hugo, once the baby shows signs of his super-human strength, against any expression of anger, use of violence, or open display of his prowess. They are mostly successful in this, although both as an infant and as a child, Hugo occasionally lets signs of his abnormality show, which results in his being ostracized by most of the other children in his town and by their parents. Throughout the book, Danner worries about his potential for losing control and struggles against incitements and temptations to give his anger (and his inhuman strength) free reign. His college career as a star football player is ended when Danner, goaded by a jealous teammate, momentarily forgets to self-limit himself to one-fifth of his abilities on the playing field and accidentally kills an opposing player. Danner’s potential as a killer is shown in full during his service with the French Foreign Legion during World War One, when, in the bloody aftermath of the death of his best friend from German artillery fire, Danner plows into the German trenches and kills a thousand soldiers with his bare hands. Another parallel with an early Hulk story (in this case, The Avengers #1)? Seeking refuge and peace, the Hulk “hides in open sight” by joining a circus and performing as a super-strong robot. In Danner’s case, when he suddenly learns that his parents will be unable to pay for his second year at Webster College, he raises money for his education by getting a job as a strong man on the Coney Island midway, trusting in audiences’ assumption of some form of fakery to mask the extent of his natural abilities.

Another theme of the novel is Danner’s continual search for acceptance, friendship, and love. The ordinary people who surround him can sense his difference, even when he is completely successful at hiding his abnormal strength. This sense of difference leads to distrust, fear, and often to hatred. Danner, after taking a job as a farm hand, finds love with the farmer’s neglected wife, only to see her love turn to horror after Danner is forced to kill a marauding bull by breaking its skull with his fist. In one key scene, Danner rescues a bank coworker who has become trapped in a bank vault and is close to suffocation. All conventional efforts to open the jammed vault have failed. Danner offers to rescue the man, but only if all other persons will leave the basement and will not inquire into his method. He then rips off the vault’s door with his bare hands. The bank’s president questions Danner, suspecting that he has devised a new method of safe cracking that he means to use criminally in the future. When Danner refuses to answer his boss’s questions, the executive has Danner arrested by a corrupt police chief, who then attempts to torture an answer out of Danner. Stan Lee utilized this pattern of a protagonist’s good deed leading to social condemnation and ostracism regularly, particularly in stories involving Spider-Man, the Hulk, the Sub-Mariner, or the Silver Surfer. Of all these, Hugo Danner is perhaps the most similar, personality-wise, to the Silver Surfer, one of Lee’s personal favorites. Both characters are portrayed as lonely introverts, frequently soliloquizing on the short-sighted foolishnesses of humanity, yet yearning all the same for human companionship and acceptance, trying to help those in need and sometimes succeeding, but never achieving any recognition. No issue of the classic Stan Lee-John Buscema run of The Silver Surfer was complete without the Surfer retreating to an isolated mountaintop and ruing his exile on Earth and the shortcomings of humanity. Gladiator ends the same way, with Hugo Danner on a mountaintop in Mexico, remonstrating with God.

As a reader conditioned by the “Dark and Gritty” era of super-hero storytelling that followed the publications of The Dark Knight Returns, Miracleman, and Watchmen in the mid-1980s, I kept waiting for Hugo Danner to truly lose it. In an early scene set during his time at Webster College, Danner gets drunk for the first time in his life, at a party attended by his fraternity brothers and a horde of showgirls. Intimations of Alan Moore’s Miracleman led me on, making me anticipate a horrific consequence on the scale of one of Young Nastyman’s drunken binges in the South Seas or Young Miracleman’s nihilistic destruction of part of London. But the worst that happens is that Danner goes home with one of the young women, passes out after having sex, and awakens the next morning with his wallet gone. Danner does let his anger and grief take over in 1918 in France after the Germans kill his best friend, but the Young Miracleman-like slaughter he inflicts on the German troops is camouflaged by the far more massive carnage taking place all along the Western Front; even a man who can kill a thousand enemies in a single night is overshadowed by a war in which a single battle could result in half a million casualties. In his civilian life back in America, the one time that Danner would have been fully justified in cutting loose and dismembering his foes, following his torture at the hands of corrupt police after he has freed a man trapped in a bank vault, he manages to retain control, limiting himself to an intimidating display of his abilities. I thought I might be disappointed by the author’s choice not to have his protagonist engage in vengeance which (most) modern super-characters would have allowed themselves. But Wylie is so successful in illuminating Hugo Danner’s character, his upbringing, and his sense of ethics that I fully “bought” Danner’s decision to be merciful, not feeling that it was a cop-out on the writer’s part.

Fans of the best work of Stan Lee, Alan Moore, Kurt Busiek, and Frank Miller exploring what it means to be super-human owe it to themselves to find a copy of Gladiator and read it, not as a historical curiosity, but as an engaging and enlightening novel. Philip Wylie covered their territory first, decades before most of them began their careers in comics. And he did so with a deftness, craftsmanship, and powers of extrapolation that make his book just as readable as it was upon its first publication in 1930. In fact, perhaps even a better fit for today’s comics-savvy audience than it was for those 2,568 readers who bought copies of the first edition from Alfred Knopf during the early years of the Great Depression.